Compliance Search Group jobs - New York, NY
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| May 22 | Equity Capital Markets Compliance VP | Compliance Search Group | New York, NY |
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Key Responsibilities Supporting Compliance initiatives including writing ... Advising management on significant compliance matters and issues; Interacting... more |
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| May 22 | Hedge Fund Compliance -Control Room- | Compliance Search Group | New York, NY |
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seeks to build a "first in class proactive Compliance program. As part of this ... banking, control room, trading or related Compliance, Legal and /or Regulatory... more |
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| May 22 | Employee Trading Compliance | Compliance Search Group | New York, NY |
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a top-tier ratings agency, seeks a Senior Compliance Associate. The candidate must have ... Office software suite, Bloomberg, and a compliance monitoring tool such as SunGards... more |
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| May 22 | Compliance Manager - Information Provider Company | Compliance Search Group | New York, NY |
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of the registered investment adviser compliance program of the firm. ... compliance issues and for prioritizing compliance tasks Other duties, as assigned... more |
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| May 22 | Hedge Fund Compliance Officer | Compliance Search Group | New York, NY |
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and personal trading compliance Monitor compliance with insider trading procedures, ... retention oversight Monitor and coordinate compliance activities of other departments... more |
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| May 22 | Assistant General Counsel / Compliance Advisory | Compliance Search Group | New York, NY |
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Assistant General Counsel/ Compliance Advisory - Fixed Income Credit Risk Our client is a ... Compliance Officer providing regulatory and compliance advice to several key Credit Risk... more |
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| May 20 | Anti-Money Laundering Banking Compliance Officer | Compliance Search Group | New York, NY |
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seeks an Anti-Money Laundering Banking Compliance Officer Responsibilities include: ... account opening, monitoring, reporting and compliance reviews. Develop effective... more |
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| May 20 | VP, Advertising, Marketing Material Review Compliance | Compliance Search Group | New York, NY |
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investment bank, seeks a Marketing Material Compliance professional. This individual will ... organization including; Marketing, Legal, Compliance, Management, and Investment... more |
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| May 17 | Director of Ad Operations | Annalect Group | New York, NY |
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Media/ Investment teams across Omnicom Media Group agencies (search, social, mobile, ... Data Policy & Logisitcs to pioneer 100% compliance with industry and corporate... more |
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| May 14 | Derivatives Compliance Manager | Compliance Search Group | New York, NY |
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testing and reporting, with other groups compliance, as well as Audit, Legal, ... the Annual Compliance Report attesting to compliance with applicable rules, including... more |
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| May 14 | Banking Compliance VP | Compliance Search Group | New York, NY |
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requested information. Assess current compliance polices, including employee ... trends. Establish and conduct a bank-wide compliance training program. Job... more |
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| May 14 | Alternative Investments Compliance Officer | Compliance Search Group | New York, NY |
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their Alternative Investments division. The Compliance Officer will be responsible for ... 7+ years of experience working with hedge funds/private equity, providing compliance suppo... more |
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| May 14 | Mortgage Banking Compliance Officer - Third Party | Compliance Search Group | New York, NY |
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Mortgage Banking Legal & Compliance Practice group is to provide both transactional and ... TPO Compliance officer in the execution of a compliance plan covering the Compliance risks... more |
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| May 14 | Manager / Compliance - Regulatory Support and Legislativ | Compliance Search Group | New York, NY |
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Compliance Policy and Procedures Oversight Ensue compliance Policy and Procedures manual i ... Managed other compliance professionals in either a small or large Compliance or similar de... more |
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| May 14 | Hedge Funds Compliance Associate | Compliance Search Group | New York, NY |
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will support the General Counsel and Chief Compliance Officer and have diversified ... accounting on bill tracking -Maintaining compliance documents and data - Create... more |
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| May 14 | Fixed Income Sales & Trading Desk Compliance VP Inves | Compliance Search Group | New York, NY |
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responsibilities for providing real-time Compliance advisory support to the Rates ... products Interact with and present to senior compliance and front office personnel on... more |
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| May 14 | Chief AML Compliance Officer | Compliance Search Group | New York, NY |
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Our client, an international financial services firm, seeks a Chief Anti-Money Laundering Officer for their U.S. Bank and Broker Dealer division, based in New York... more |
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| May 14 | Chief Compliance Officer - Derivatives & Swaps | Compliance Search Group | New York, NY |
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o real-time market monitoring; o compliance with audit trail requirements; o ... written policies and procedures, including a compliance manual, designed to prevent... more |
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| May 11 | Compliance & Anti-Money Laundering Officer - VP | Compliance Search Group | New York, NY |
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He/She will be responsible for all AML/BSA and general Compliance relating to the company ... validations; Provide strategic advice on Compliance issues, identifying future trends... more |
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| May 11 | Executive Director FI Rates and Currency Compliance | Compliance Search Group | New York, NY |
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sovereigns. Strong knowledge of general compliance issues such as supervision, ... T; FR-2004 reporting; primary dealer compliance program; Treasury Market Best... more |
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| May 07 | Options Compliance Officer | Compliance Search Group | New York, NY |
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and other services, seeks an Options Compliance Officer. The compliance ... and/or regulations. Assist to position Compliance as a business partner to... more |
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| May 07 | Vice President Municipal Sales & Trading Compliance | Compliance Search Group | New York, NY |
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Trading Compliance (Institutional Securities Group) Our client, a top-tier financial ... projects. Job Responsibilities: Provide Compliance support for municipal sales and... more |
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| May 06 | Compliance Officer - FX Advisory Compliance. | Compliance Search Group | New York, NY |
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Providing regulatory/compliance training as needed ... Ability to make, support and defend difficult and complex regulatory/compliance decisions... more |
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| May 06 | Management Consultant - Bank Compliance & Regulatory | Compliance Search Group | New York, NY |
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assess, and manage risks related to compliance. Primary responsibilities will ... specifically related to consumer compliance regulations (e.g., Federal Reserve... more |
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| May 06 | Vice President / Assist Manager Regulatory Inquiry Group | Compliance Search Group | New York, NY |
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would act as the Assistant Manager for the group that researches, analyzes and responds ... personnel, external and internal counsel, compliance coverage, etc., as required to... more |
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