Compliance Officer jobs - New York, NY
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| May 23 | Banking Compliance Officer | Forum Group | New York, NY |
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of Federal Reserve and OCC regulations. The compliance officer will meet wtih the ... changes and requirments. Additionally the compliance officer will provide risk... more |
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| May 22 | Hedge Fund Compliance Officer | Compliance Search Group | New York, NY |
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and personal trading compliance Monitor compliance with insider trading procedures, ... retention oversight Monitor and coordinate compliance activities of other departments... more |
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| May 22 | AML Compliance Officer | Financial Services Company | New York, NY |
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program for Private Wealth Management AML Compliance. Responsibilities: Review high ... 5 plus years experience as an AML Compliance KYC Officer Advanced knowledge of... more |
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| May 20 | Compliance Officer - Consumer Lending | Bank | New York, NY |
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Compliance Officer Consumer Lending Our client, a midtown banking institution, is ... currently looking for a Consumer Compliance Officer. The position will be VP level role. more |
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| May 20 | Anti-Money Laundering Banking Compliance Officer | Compliance Search Group | New York, NY |
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seeks an Anti-Money Laundering Banking Compliance Officer Responsibilities include: ... EXPERIENCE: 5+ years experience in compliance or related position. more |
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| May 19 | Associate, Compliance (Asset Management) | Stamford, CT | |
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position will join a team lead by the Chief Compliance Officer that is responsible for ... words: trade compliance, trading compliance, marketing disclosure compliance, code of... more |
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| May 19 | Director Medical Review Corporate Privacy Officer | Visiting Nurse Service of New York | New York, NY |
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Director Medical Review\Corporate Privacy Officer City: Manhattan Job ID: 21412 ... and procedures. Acts as agencys privacy officer and assures compliance with federal,... more |
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| May 14 | High - Net Worth Regional Compliance Officer - CT | Financial Services Company | New York, NY |
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investment bank seeks a Regional Compliance Officer responsible for the oversight of ... Compliance RCA, Induction Training, Compliance SLA, Special Projects and Reviews,... more |
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| May 14 | Alternative Investments Compliance Officer | Compliance Search Group | New York, NY |
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Investments division. The Compliance Officer will be responsible for the ... 7+ years of experience working with hedge funds/private equity, providing compliance suppo... more |
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| May 14 | Fixed Income Compliance Officer | Financial Services Company | New York, NY |
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firm is seeking to hire a Fixed Income Compliance Officer within the firms ... approvals and interpretation of internal compliance policies; Draft compliance... more |
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| May 14 | Mortgage Banking Compliance Officer - Third Party | Compliance Search Group | New York, NY |
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Mortgage Banking Compliance Officer Third Party Oversight Greater NYC Metro Area Top Tier ... TPO Compliance officer in the execution of a compliance plan covering the Compliance risks... more |
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| May 14 | Chief Compliance Officer - Derivatives & Swaps | Compliance Search Group | New York, NY |
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Officer to develop, implement and manage a compliance program for their derivatives and ... o real-time market monitoring; o compliance with audit trail requirements; o... more |
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| May 14 | Chief AML Compliance Officer | Compliance Search Group | New York, NY |
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firm, seeks a Chief Anti-Money Laundering Officer for their U.S. Bank and Broker Dealer division, based in New York Responsibilities include: Vetting of all new counterparties,... more |
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| May 09 | Fixed Income Compliance Officer | Guggenheim | New York, NY |
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The Fixed Income Compliance Officer will be responsible for keeping Compliance policies ... and execute surveillance and testing of Compliance and supervisory procedures. *... more |
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| May 08 | Senior Alternatives Compliance Officer | Michael Page International | New York, NY |
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The Compliance Officer will be responsible for the oversight of the alternative ... a generalist compliance role. The Compliance Officer's general responsibilities will... more |
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| May 08 | VP Alternative Investment Compliance | R. Marin Enterprises | New York, NY |
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The Compliance Officer responsible for the oversight of the alternative investments ... * 7+ years of experience working with hedge funds/private equity, providing compliance sup... more |
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| Mar 30 | FS CIO Advisory IM BI Senior Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider ... data management policies, procedures, compliance & risk management. This includes a... more |
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| Mar 30 | FS CIO Advisory IM BI Experienced Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider ... data management policies, procedures, compliance & risk management. This includes a... more |
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| Mar 14 | FS CIO Advisory Networking Infrastructure Manager | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 14 | FS CIO Advisory Networking Infrastructure Director | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 14 | FS CIO Advisory Networking Infrastructure Senior Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 08 | FS CIO Advisory ITSM Director | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 08 | FS CIO Advisory ITSM Manager | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 07 | FS CIO Advisory ITSM Senior Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Feb 24 | Chief Financial Officer | Jewish Board of Family and Children's Services | New York, NY |
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and collaboratively with the Chief Operating Officer and other members of the senior ... and departments within the agency. - Compliance: o Coordinates, prepares and... more |
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